Date authorised
1 April 2013
Companies House
01179980
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +443452463761
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3EB
    UNITED KINGDOM
    Phone
    +448000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · The activity of Effecting Contracts of Insurance for the investment classes "Aircraft", "Aircraft Liability" and "Railway Rolling Stock" is limited to the activities necessary for the firm to accept certain business transferred from The National Insurance and Guarantee Corporation Limited pursuant to the Scheme to be sanctioned by the High Court of England and Wales, on or about 8 November 2011.
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kathleen Reeves

    IRN KXR01130

    • CF17 Significant Mgt (Other Business Operations) (23 May 2002 to 17 May 2004)
  • Kathrine Marie Kirkland

    IRN KXK00377

    • [FCA CF] Significant management (since 1 Oct 2025)
    • [FCA CF] Manager of certification employee (1 Oct 2025 to 10 Oct 2025)
    • SMF18 Other Overall Responsibility (21 Dec 2023 to 30 Sep 2025)
  • Kathryn Griffin

    IRN KXG00347

    • [FCA CF] Significant management (21 Nov 2024 to 2 Feb 2026)
  • Katie Whiteley

    IRN KXW27456

    • CF1 Director (AR) (since 17 Sep 2021)
    • [FCA CF] Significant management (since 3 Oct 2019)
  • Keith Joseph Charlton

    IRN KJC01039

    • CF1 Director (1 Dec 2001 to 30 Apr 2003)
  • Kerry Anne Chilvers

    IRN KXC00018

    • [FCA CF] Significant management (since 1 Jul 2025)
    • [FCA CF] Significant management (15 Sep 2020 to 31 Dec 2022)
  • Kevin Paul Simons

    IRN KXS01231

    • CF28 Systems and controls (1 Nov 2007 to 16 Dec 2011)
    • CF15 Internal Audit (29 Sep 2003 to 31 Oct 2007)
  • Kevin Stewart Patience

    IRN KSP00004

    • SMF5 Head of Internal Audit (10 Dec 2018 to 9 Feb 2020)
    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (12 Jul 2010 to 6 Mar 2016)
  • Kieran Paul O'Keeffe

    IRN KXO01083

    • CF29 Significant management (18 Mar 2009 to 19 Apr 2013)
  • Laurence Michael Townley

    IRN LMT01059

    • SMF20 Chief Actuary (10 Dec 2018 to 30 Jun 2022)
    • SIMF20 Chief Actuary Function (7 Mar 2016 to 9 Dec 2018)
    • CF29 Significant management (22 Dec 2015 to 6 Mar 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.