Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (17 Apr 2020 to 31 Oct 2021)
- CF29 Significant management (17 Jun 2015 to 8 Dec 2019)
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- [FCA CF] Material risk taker (17 Apr 2020 to 31 Oct 2021)
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- SMF18 Other Overall Responsibility (9 Dec 2019 to 30 Apr 2021)
- CF29 Significant management (17 Jun 2015 to 8 Dec 2019)
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- CF17 Significant Mgt (Other Business Operations) (10 Oct 2003 to 17 May 2004)
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- CF17 Significant Mgt (Other Business Operations) (23 May 2002 to 17 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.