Date authorised
1 April 2013
Companies House
01179980
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +443452463761
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3EB
    UNITED KINGDOM
    Phone
    +448000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · The activity of Effecting Contracts of Insurance for the investment classes "Aircraft", "Aircraft Liability" and "Railway Rolling Stock" is limited to the activities necessary for the firm to accept certain business transferred from The National Insurance and Guarantee Corporation Limited pursuant to the Scheme to be sanctioned by the High Court of England and Wales, on or about 8 November 2011.
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hannah Pinches

    IRN HXP00262

    • [FCA CF] Significant management (10 Sep 2024 to 27 Oct 2025)
  • Harjeet Singh Johal

    IRN HXJ27460

    • [FCA CF] Significant management (10 Dec 2018 to 1 Sep 2021)
  • Hazel Anne Johnson

    IRN HXJ00053

    • [FCA CF] Significant management (since 9 Sep 2025)
    • [FCA CF] Manager of certification employee (1 Oct 2025 to 31 Mar 2026)
  • Helen Maslin

    IRN HXM00225

    • CF1 Director (AR) (8 Apr 2025 to 1 Dec 2025)
  • Henry Medlam

    IRN HXM00450

    • [FCA CF] Significant management (since 10 Jan 2025)
  • Hillary Clare Williams

    IRN HXW01063

    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 6 Mar 2007)
  • Howard Grand

    IRN HXG00178

    • [FCA CF] Significant management (since 1 Jul 2025)
  • Howard Walpole

    IRN HXW01032

    • SMF4 Chief Risk (8 Aug 2024 to 2 Jan 2025)
  • Hugh Hessing

    IRN HWH01019

    • SMF24 Chief Operations (8 Nov 2024 to 1 Jul 2025)
  • Humphrey Michael Tomlinson

    IRN HXT27468

    • [FCA CF] Material risk taker (10 Dec 2018 to 16 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 16 Mar 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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