Date authorised
1 April 2013
Companies House
01179980
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +443452463761
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3EB
    UNITED KINGDOM
    Phone
    +448000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · The activity of Effecting Contracts of Insurance for the investment classes "Aircraft", "Aircraft Liability" and "Railway Rolling Stock" is limited to the activities necessary for the firm to accept certain business transferred from The National Insurance and Guarantee Corporation Limited pursuant to the Scheme to be sanctioned by the High Court of England and Wales, on or about 8 November 2011.
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Iain David Gray

    IRN IDG01014

    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 30 Sep 2003)
  • Ian Craney

    IRN IXC00199

    • [FCA CF] Significant management (since 9 Sep 2025)
  • Ian Edward Clark

    IRN IEC01007

    • SMF9 Chair of the Governing Body (since 1 Jul 2025)
  • Ian Exworth

    IRN IXE00009

    • [FCA CF] Significant management (6 Jan 2021 to 31 Mar 2024)
  • Ian Falconer

    IRN IXF01067

    • CF2 Non Executive Director (14 Aug 2003 to 23 Feb 2012)
  • Ian Hugh Chippendale

    IRN IHC01011

    • CF2 Non Executive Director (11 Apr 2006 to 8 Nov 2006)
    • CF1 Director (1 Dec 2001 to 11 Apr 2006)
  • Jake Peter Rodwell

    IRN JXR00508

    • [FCA CF] Significant management (since 1 Dec 2025)
  • James Alexander Hardie

    IRN JAH01259

    • [FCA CF] Significant management (10 Dec 2018 to 31 Oct 2022)
    • [PRA CF] Key function holder (10 Dec 2018 to 31 Oct 2022)
    • CF29 Significant management (6 Sep 2011 to 9 Dec 2018)
  • James Barnard

    IRN JXB11964

    • SMF24 Chief Operations (since 1 Jul 2025)
  • James Christopher Alexander Kite

    IRN JXK87658

    • CF1 Director (AR) (1 Feb 2021 to 21 Dec 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.