Date authorised
1 April 2013
Companies House
06757678
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Carrs Farmhouse
    37 Overend
    Elton
    Peterborough
    Cambridgeshire
    PE8 6RU
    UNITED KINGDOM
    Phone
    +4401733235221
  • Complaints Contact

    Carrs Farm
    Overend
    Elton
    Peterborough
    Cambridgeshire
    PE8 6RU
    UNITED KINGDOM
    Phone
    +447795962335

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Funeral plan contract, Life Policy, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jake Sunil Nicholas Raj

    IRN JSR00013

    • CF1 Director (30 Jul 2018 to 22 Aug 2019)
    • CF11 Money Laundering Reporting (30 Jul 2018 to 22 Aug 2019)
    • CF10 Compliance Oversight (30 Jul 2018 to 22 Aug 2019)
    • CF30 Customer (15 Nov 2017 to 22 Aug 2019)
  • James Heys

    IRN JXH18961

    • CF1 Director (AR) (23 Aug 2019 to 9 Jan 2020)
  • James Slater

    IRN JXS02718

    • CF1 Director (AR) (30 Jan 2013 to 20 Nov 2013)
  • Jamie Matthew Brand

    IRN JXB14440

    • CF1 Director (AR) (7 May 2019 to 30 Jan 2023)
  • Jane Smethurst

    IRN JAL00062

    • CF30 Customer (8 Aug 2018 to 18 Jan 2019)
  • Jeremy Beagley

    IRN JXB14850

    • CF1 Director (AR) (13 May 2019 to 12 Feb 2020)
  • Josh Thomas Lewington

    IRN JTL01028

    • CF1 Director (AR) (since 5 Feb 2019)
  • Keith Michael Thompson

    IRN KMT01052

    • CF1 Director (2 Feb 2009 to 24 Oct 2011)
  • Kim David Bascombe

    IRN KDB01028

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 11 Apr 2021)
    • Responsible for Insurance Mediation (20 Oct 2011 to 30 Sep 2018)
    • CF1 Director (30 Jun 2010 to 8 Dec 2019)
  • Kishore Saraogi

    IRN KXS01865

    • CF1 Director (AR) (17 Jul 2012 to 10 Jan 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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