Date authorised
1 April 2013
Companies House
01934644
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    177 Bothwell Street
    Glasgow
    G2 7ER
    UNITED KINGDOM
    Phone
    +441243753415
  • Complaints Contact

    Exchange Building
    St. Johns Street
    Chichester
    West Sussex
    PO19 1UP
    UNITED KINGDOM
    Phone
    +441243753430

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Runs Investment Funds

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Erskine

    IRN JXE01090

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Oct 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Jan 2024)
  • John Henry Harley

    IRN JXH01541

    • CF2 Non Executive Director (24 May 2016 to 19 Sep 2018)
  • John McWilliam

    IRN JXM00572

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Dec 2025)
  • John Rugman

    IRN JXR00283

    • [FCA CF] Significant management (16 Sep 2020 to 5 Sep 2023)
  • Jonathan Dark

    IRN JXD02448

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 30 Jun 2025)
    • CF10a CASS Oversight function (13 Jul 2016 to 8 Dec 2019)
  • Julie McLean

    IRN JXM02758

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Apr 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Apr 2023)
  • Karen Cairns

    IRN KXC00230

    • [FCA CF] Manager of certification employee (15 Feb 2022 to 14 Apr 2023)
    • [FCA CF] Functions requiring qualifications (15 Feb 2022 to 14 Apr 2023)
  • Karen Elizabeth Barrow

    IRN KEB01019

    • CF1 Director (1 Dec 2001 to 23 Jul 2010)
  • Karen Laird

    IRN KXL00117

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Apr 2023)
  • Katarina Alderson

    IRN KXA33577

    • [FCA CF] Manager of certification employee (14 Jul 2022 to 30 Jun 2025)
    • [FCA CF] Significant management (14 Mar 2022 to 30 Jun 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.