Date authorised
1 April 2013
Companies House
01934644
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    177 Bothwell Street
    Glasgow
    G2 7ER
    UNITED KINGDOM
    Phone
    +441243753415
  • Complaints Contact

    Exchange Building
    St. Johns Street
    Chichester
    West Sussex
    PO19 1UP
    UNITED KINGDOM
    Phone
    +441243753430

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Runs Investment Funds

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Graham Duns

    IRN GXD00141

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Dec 2019)
  • Grant Thomas Hotson

    IRN GTH01036

    • SMF2 Chief Finance (9 Dec 2019 to 30 Sep 2020)
    • CF1 Director (12 Aug 2016 to 11 Mar 2019)
    • CF28 Systems and controls (12 Aug 2016 to 8 Dec 2019)
  • Guy Swarbreck

    IRN GXS00610

    • Director of firm who is not a certification employee or a SMF manager (21 Aug 2023 to 31 Mar 2025)
  • Helen Jane Tansey Wilkins

    IRN HJW01029

    • [FCA CF] Material risk taker (since 1 Jul 2025)
  • Henrietta Clarke

    IRN HCB01014

    • [FCA CF] Significant management (25 Jan 2021 to 16 Aug 2022)
    • [FCA CF] Manager of certification employee (19 Jan 2021 to 16 Aug 2022)
  • Henry Clavering Tollemache Strutt

    IRN HCS01023

    • CF2 Non Executive Director (7 Dec 2015 to 8 Apr 2016)
  • Hugo Richard Shaw

    IRN HRS01013

    • [FCA CF] Material risk taker (1 Oct 2024 to 30 Jun 2025)
    • [FCA CF] Significant management (16 Sep 2020 to 30 Jun 2025)
  • Hugo Smith

    IRN HNS01005

    • [FCA CF] Manager of certification employee (1 Jan 2021 to 30 Jun 2025)
  • Jacqueline Murphy

    IRN JXM00564

    • [FCA CF] Manager of certification employee (1 Mar 2021 to 16 Aug 2022)
  • James Gordon

    IRN JXG01240

    • SMF1 Chief Executive (9 Dec 2019 to 12 Jul 2022)
    • SMF3 Executive Director (9 Dec 2019 to 31 Jul 2022)
    • CF3 Chief Executive (28 Sep 2018 to 8 Dec 2019)
    • CF1 Director (21 Jan 2016 to 8 Dec 2019)
    • CF29 Significant management (13 Mar 2012 to 29 Jan 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.