Date authorised
1 April 2013
Companies House
07102717
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The London Stock Exchange
    10 Paternoster Square
    London
    EC4M 7LS
    UNITED KINGDOM
    Phone
    +442077971470
  • Complaints Contact

    The London Stock Exchange
    10 Paternoster Square
    London
    EC4M 7LS
    UNITED KINGDOM
    Phone
    +442077971470

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trading Platform

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin Haugh

    IRN MXH00498

    • [FCA CF] Material risk taker (1 Dec 2020 to 1 Feb 2022)
  • Maxine Gee

    IRN MXG00305

    • [FCA CF] Material risk taker (21 Jun 2023 to 8 Feb 2024)
  • Murali Subrahmanyam

    IRN MXS00592

    • [FCA CF] Significant management (1 Dec 2020 to 17 May 2021)
  • Murray Daniel Remarque Roos

    IRN MDR01055

    • SMF3 Executive Director (13 Apr 2021 to 16 Oct 2023)
  • Natalie Oshisanwo

    IRN NXO00104

    • [FCA CF] Significant management (since 28 Oct 2024)
  • Natan Tiefenbrun

    IRN NET01007

    • CF2 Non Executive Director (24 Apr 2014 to 10 Feb 2015)
    • CF1 Director (4 Dec 2012 to 2 Sep 2013)
    • CF3 Chief Executive (4 Dec 2012 to 2 Sep 2013)
  • Neil Blewitt

    IRN NXB00557

    • [FCA CF] Significant management (since 28 Oct 2024)
  • Nicolas Bertrand

    IRN NXB01548

    • SMF3 Executive Director (9 Dec 2019 to 15 Dec 2020)
    • CF1 Director (25 Apr 2013 to 8 Dec 2019)
    • CF2 Non Executive Director (26 May 2011 to 15 Apr 2013)
  • Nicolas Frost

    IRN NXF00109

    • [FCA CF] Material risk taker (1 Feb 2022 to 22 Apr 2022)
  • Nikhil Rathi

    IRN NXR01464

    • CF2 Non Executive Director (4 Nov 2015 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.