TURQUOISE GLOBAL HOLDINGS LIMITED

• Principal Place of Business

  The London Stock Exchange

  10 Paternoster Square

  London

  EC4M 7LS

  UNITED KINGDOM

  Phone

  +442077971470

  Web

  https://www.londonstockexchange.com/equities-trading/turquoise

• Complaints Contact

  The London Stock Exchange

  10 Paternoster Square

  London

  EC4M 7LS

  UNITED KINGDOM

  Phone

  +442077971470

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Owain Self

  IRN OXS01017

  • CF2 Non Executive Director (3 Jun 2013 to 4 Apr 2014)
• Patricia Josephine Cuddy

  IRN PXC00357

  • [FCA CF] Significant management (since 31 Jan 2024)
  • [FCA CF] Material risk taker (23 Aug 2021 to 22 Apr 2022)
• Raj Mehta

  IRN RXM01777

  • CF2 Non Executive Director (31 Jan 2011 to 27 Feb 2012)
• Riaan Naude

  IRN RXN00247

  • [FCA CF] Material risk taker (28 Oct 2024 to 1 Jan 2026)
• Richard Mark Semark

  IRN RMS01111

  • CF2 Non Executive Director (31 Jan 2011 to 13 Mar 2013)
• Richard Worrell

  IRN RXW01197

  • [FCA CF] Significant management (11 Jun 2024 to 28 Feb 2026)
• Robert David Frazer Barnes

  IRN RDB01073

  • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2023)
  • SMF1 Chief Executive (9 Dec 2019 to 1 Jan 2023)
  • CF3 Chief Executive (13 Aug 2013 to 8 Dec 2019)
  • CF1 Director (13 Aug 2013 to 8 Dec 2019)
• Robert Smith Leighton

  IRN RSL01021

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Dec 2025)
  • CF2 Non Executive Director (31 Jan 2011 to 8 Dec 2019)
• Robin Edward Mills

  IRN REM01075

  • [FCA CF] Material risk taker (23 Jan 2023 to 21 Jun 2023)
• Rochelle Helena De Friend

  IRN RHD01050

  • [FCA CF] Material risk taker (1 Dec 2020 to 31 Dec 2022)
  • CF28 Systems and controls (6 Feb 2014 to 8 Dec 2019)

• Turquoise Swapmatch Limited (no longer appointed)

  FRN 753326 · Appointed 20 Jul 2016 · Until 4 Dec 2017

No changes recorded yet.