Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (24 Feb 2017 to 4 May 2021)
    • [FCA CF] Client dealing (24 Feb 2017 to 4 May 2021)
    • [FCA CF] Manager of certification employee (24 Feb 2017 to 4 May 2021)
    • [FCA CF] Algorithmic trading (7 Sep 2016 to 2 Mar 2020)
  • TURQUOISE GLOBAL HOLDINGS LIMITED (no longer approved here)

    FRN 525956

    • CF2 Non Executive Director (24 Apr 2014 to 10 Feb 2015)
    • CF1 Director (4 Dec 2012 to 2 Sep 2013)
    • CF3 Chief Executive (4 Dec 2012 to 2 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.