Tufton Investment Management Ltd

Date authorised
1 April 2013
Companies House
01835984
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Pall Mall
    London
    SW1Y 5ES
    UNITED KINGDOM
    Phone
    +4402075186700
    Web
    https://www.tufton.com

  • Complaints Contact

    70 Pall Mall
    London
    SW1Y 5ES
    UNITED KINGDOM
    Phone
    +4402075186700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ferdinand Erich Fischer

    IRN FEF01003

    • CF30 Customer (1 Nov 2007 to 29 May 2009)
    • CF23 Corporate Finance Adviser (10 Oct 2006 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 6 May 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 10 Oct 2006)
  • George Kenneth Watterson

    IRN GKW01021

    • CF11 Money Laundering Reporting (17 Aug 2007 to 23 May 2008)
    • CF10 Compliance Oversight (17 Aug 2007 to 23 May 2008)
  • George William Homan-Russell

    IRN GWH01079

    • CF30 Customer (9 May 2017 to 17 Aug 2018)
  • Ioannis Papagiannakopoulos

    IRN IXP01185

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Jan 2024)
    • CF30 Customer (13 Nov 2013 to 8 Dec 2019)
  • Johan Niklas Koresaar

    IRN JNK01011

    • CF30 Customer (1 Nov 2007 to 14 Oct 2010)
    • CF23 Corporate Finance Adviser (23 May 2006 to 31 Oct 2007)
  • Jonathan James Hill

    IRN JJH01069

    • CF30 Customer (1 Nov 2007 to 17 Jul 2009)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 31 Mar 2006)
  • Kashyap Muthuswamy

    IRN KXM00273

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Keith William Rochford

    IRN KWR01009

    • CF11 Money Laundering Reporting (5 Mar 2004 to 8 Mar 2005)
    • CF10 Compliance Oversight (5 Mar 2004 to 8 Mar 2005)
  • Lars Jonas Andreasson

    IRN LJA01019

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
    • CF1 Director (15 Mar 2017 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Jan 2007 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (10 Oct 2006 to 29 Dec 2006)
  • Lisa Melanie Johnstone

    IRN LMJ01028

    • CF11 Money Laundering Reporting (18 Aug 2008 to 23 Jul 2012)
    • CF10 Compliance Oversight (18 Aug 2008 to 23 Jul 2012)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.