Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tufton Investment Management Ltd (no longer approved here)

    FRN 139100

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
    • CF1 Director (15 Mar 2017 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Jan 2007 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (10 Oct 2006 to 29 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.