Tufton Investment Management Ltd

• Principal Place of Business

  70 Pall Mall

  London

  SW1Y 5ES

  UNITED KINGDOM

  Phone

  +4402075186700

  Web

  https://www.tufton.com

• Complaints Contact

  70 Pall Mall

  London

  SW1Y 5ES

  UNITED KINGDOM

  Phone

  +4402075186700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Lucy Isabel Alexander

  IRN LIA01001

  • CF30 Customer (1 Nov 2007 to 14 May 2019)
  • CF21 Investment Adviser (29 Jan 2007 to 31 Oct 2007)
• Man Kuen Tang

  IRN MKT01021

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (21 May 2012 to 8 Dec 2019)
• Michael William Bennett

  IRN MWB01089

  • CF1 Director (20 Apr 2006 to 17 Aug 2007)
  • CF10 Compliance Oversight (21 Mar 2005 to 17 Aug 2007)
  • CF11 Money Laundering Reporting (21 Mar 2005 to 17 Aug 2007)
• Michelle Elizabeth Tully

  IRN MET01030

  • CF30 Customer (1 Nov 2007 to 14 May 2019)
  • CF21 Investment Adviser (24 Jan 2007 to 31 Oct 2007)
• Nicolas Tirogalas

  IRN NXT00225

  • SMF3 Executive Director (since 4 Jun 2024)
• Nikos Petrakakos

  IRN NXP00375

  • [FCA CF] Client dealing (since 1 Jul 2024)
• Paulo Antonio Almeida

  IRN PAA01044

  • SMF3 Executive Director (14 Nov 2020 to 6 Jan 2024)
  • CF30 Customer (5 Jun 2009 to 8 Dec 2019)
• Ping Lim

  IRN PXL01159

  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2023)
  • CF30 Customer (1 Dec 2011 to 8 Dec 2019)
• Rafail Savvidis

  IRN RXS01052

  • [FCA CF] Client dealing (since 4 Jul 2024)
• Rhys Gifford Thomas

  IRN RGT01047

  • CF8 Apportionment and Oversight (1 Dec 2001 to 24 Feb 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 9 Nov 2005)
  • CF1 Director (1 Dec 2001 to 9 Nov 2005)
  • CF3 Chief Executive (1 Dec 2001 to 24 Feb 2004)

• OML MARKETING LLP (no longer appointed)

  FRN 596705 · Appointed 1 Mar 2013 · Until 8 Oct 2018

• Oceanic Asset Backed Limited (no longer appointed)

  FRN 475079 · Appointed 12 Nov 2007 · Until 1 Jun 2017

• Oceanic Marketing Ltd (no longer appointed)

  FRN 464934 · Appointed 7 Mar 2007 · Until 8 Oct 2018

• Alacrity Investments Ltd (no longer appointed)

  FRN 463122 · Appointed 29 Jan 2007 · Until 1 Jun 2017

No changes recorded yet.