TT International Asset Management LTD

Date authorised
28 February 2020
Companies House
12093921
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    TT International Asset Management Ltd
    62 Threadneedle Street
    London
    City Of London
    EC2R 8HP
    UNITED KINGDOM
    Phone
    +442075091000
  • Complaints Contact

    62 Threadneedle Street
    London
    EC2R 8HP
    UNITED KINGDOM
    Phone
    +442075091000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony James Moorhouse

    IRN AJM01258

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 May 2021)
  • Barend Martijn Pennings

    IRN BMP01025

    • [FCA CF] Client dealing (since 27 Mar 2024)
    • [FCA CF] Manager of certification employee (since 27 Mar 2024)
    • [FCA CF] Material risk taker (since 27 Mar 2024)
  • Basak Yeltekin

    IRN BXY01055

    • [FCA CF] Client dealing (since 16 Mar 2020)
  • Bernhard Martin Alexander Huepfl

    IRN BXH01132

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Nov 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2021)
  • CARL JOHAN Fredriksson

    IRN CJF01059

    • [FCA CF] Client dealing (11 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Material risk taker (11 Dec 2019 to 31 Mar 2023)
  • Catherine Adrienne Lea

    IRN CAG01051

    • [FCA CF] Material risk taker (1 Apr 2022 to 27 May 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2026)
  • Charlotte Jane Roden

    IRN CJR01077

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Feb 2026)
  • Christopher James Reynell Wilson

    IRN CJW01293

    • [FCA CF] Material risk taker (since 1 Apr 2026)
    • [FCA CF] Significant management (since 31 Oct 2025)
    • [FCA CF] Material risk taker (14 Jun 2021 to 31 Dec 2023)
    • [FCA CF] Significant management (14 Jun 2021 to 31 Dec 2023)
  • Christopher Stoate

    IRN CXS00318

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • DEAN LAWRENCE Smith

    IRN DLS01040

    • [FCA CF] Manager of certification employee (11 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.