Barend Martijn Pennings

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TT International Investment Management LLP

    FRN 599295

    • [FCA CF] Material risk taker (since 27 Mar 2024)
    • [FCA CF] Client dealing (since 27 Mar 2024)
    • [FCA CF] Manager of certification employee (since 27 Mar 2024)
  • TT International Asset Management LTD

    FRN 915787

    • [FCA CF] Manager of certification employee (since 27 Mar 2024)
    • [FCA CF] Client dealing (since 27 Mar 2024)
    • [FCA CF] Material risk taker (since 27 Mar 2024)
  • Horizon Holding International LLP

    FRN 504209

    • SMF16 Compliance Oversight (since 31 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Dec 2022)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Proprietary trader (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF10 Compliance Oversight (21 Sep 2009 to 5 Sep 2011)
    • CF4 Partner (21 Sep 2009 to 8 Dec 2019)
    • CF30 Customer (21 Sep 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Sep 2009 to 5 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.