True Potential Wealth Management LLP

FRN: 529810
Date authorised: 1 April 2013
Companies House: OC356611
Last scraped: 3 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Newburn House

Newburn Riverside

Newcastle upon Tyne

NE15 8NX

UNITED KINGDOM

Phone

+4401914061526

Web

https://www.tpllp.com
Complaints Contact

Newburn House

Newburn Riverside

Newcastle upon Tyne

NE15 8NX

UNITED KINGDOM

Phone

+441914061526

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
P2P Lending Advice

For Commercial, Retail (Investment), Professional, Retail (Non-Investment Insurance)
Pension Transfer Advice

For Retail (Investment), Professional, Life Policy, Personal pension scheme, Stakeholder pension scheme, Rights to or interests in investments (Security), Unit, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Equity Release Advice

For Customer, Home reversion plans
Investment Advice (no pensions)

For Commercial, Retail (Investment), Professional, Retail (Non-Investment Insurance), Structured Deposits, Life Policy, Rights to or interests in investments (Contractually Based Investments), Debenture, Personal pension scheme, Share, Unit, Non-investment insurance contracts, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Equity Release Arranging

For Customer, Home reversion plans
Arranges Investments

For Commercial, Retail (Investment), Professional, Retail (Non-Investment Insurance), Structured Deposits, Life Policy, Rights to or interests in investments (Contractually Based Investments), Debenture, Personal pension scheme, Share, Unit, Non-investment insurance contracts, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Show 1 limitation Hide limitations
- · i) Limited to debt Counseilling with no debt management ii) Limited to debt counselling in connection with investment advice and buy-to -let mortgages and second charge mortgages.
Equity Release Setup

For Customer, Home reversion plans
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Investment), Professional, Retail (Non-Investment Insurance), Structured Deposits, Life Policy, Rights to or interests in investments (Contractually Based Investments), Debenture, Personal pension scheme, Share, Unit, Non-investment insurance contracts, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Michael Robert Duale
IRN MRD01130
- (265)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (264)21. Advising or arranging (bringing about) equity release transactions
- (268)4. Giving personal recommendations on retail investment products which are not broker funds
- (267)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (266)7. Giving personal recommendations on long-term care insurance contracts
- (270)[FCA CF] Functions requiring qualifications (since 30 Jan 2026)
- (269)[FCA CF] Client dealing (since 30 Jan 2026)
Michael Ross Callaghan
IRN MRC00038
- (1337)[FCA CF] Functions requiring qualifications (30 Aug 2023 to 2 Sep 2025)
- (1336)[FCA CF] Client dealing (30 Aug 2023 to 2 Sep 2025)
- (1335)CF30 Customer (15 Mar 2013 to 26 Apr 2013)
Michael Rothman
IRN MXR00060
- (1572)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (1573)4. Giving personal recommendations on retail investment products which are not broker funds
- (1574)[FCA CF] Client dealing (since 4 May 2023)
- (1575)[FCA CF] Functions requiring qualifications (since 4 May 2023)
Michael Roy Kenneth Pinches
IRN MRP00017
- (2154)[FCA CF] Client dealing (7 Aug 2020 to 4 Oct 2022)
- (2155)[FCA CF] Functions requiring qualifications (7 Aug 2020 to 4 Oct 2022)
Michael Stacey
IRN MXS02200
- (1864)[FCA CF] Client dealing (17 Mar 2021 to 4 Feb 2025)
- (1865)[FCA CF] Functions requiring qualifications (17 Mar 2021 to 4 Feb 2025)
Michael Stone
IRN MXS00175
- (1758)[FCA CF] Client dealing (31 May 2022 to 29 Jun 2023)
- (1759)[FCA CF] Functions requiring qualifications (31 May 2022 to 29 Jun 2023)
Michael William Booth
IRN MWB00013
- (885)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Sep 2022)
- (884)[FCA CF] Client dealing (9 Dec 2019 to 20 Sep 2022)
- (883)CF30 Customer (22 Sep 2016 to 8 Dec 2019)
Michael William Rafter
IRN MWR00011
- (3772)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (3774)4. Giving personal recommendations on retail investment products which are not broker funds
- (3773)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (3776)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- (3775)[FCA CF] Client dealing (since 9 Dec 2019)
- (852)CF30 Customer (8 Apr 2013 to 8 Dec 2019)
Michael Woods
IRN MXW01541
- (1457)CF30 Customer (12 Aug 2013 to 8 Oct 2014)
Michail Kiriakakis
IRN MXK01503
- (2414)[FCA CF] Functions requiring qualifications (22 Oct 2020 to 7 Mar 2022)
- (2413)[FCA CF] Client dealing (22 Oct 2020 to 7 Mar 2022)

Recent activity

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (4941)[FCA CF] Functions requiring qualifications
3 days ago
controlled function added: (4940)[FCA CF] Client dealing
3 days ago
controlled function added: (4939)4. Giving personal recommendations on retail investment products which are not broker funds
3 days ago
controlled function added: (4938)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
3 days ago
controlled function added: (4937)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
3 days ago
controlled function added: (4936)[FCA CF] Functions requiring qualifications
3 days ago
controlled function added: (4935)[FCA CF] Client dealing
3 days ago
controlled function added: (4934)4. Giving personal recommendations on retail investment products which are not broker funds
3 days ago
controlled function added: (4933)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
3 days ago
controlled function added: (4932)[FCA CF] Functions requiring qualifications

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.