Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (30 Aug 2023 to 2 Sep 2025)
- [FCA CF] Client dealing (30 Aug 2023 to 2 Sep 2025)
- CF30 Customer (15 Mar 2013 to 26 Apr 2013)
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- CF30 Customer (1 Nov 2007 to 5 Apr 2011)
- CF21 Investment Adviser (4 Jul 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (23 May 2005 to 4 Jul 2005)
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- CF21 Investment Adviser (25 Oct 2004 to 12 Aug 2005)
- CF22 Investment Adviser (Trainee) (1 Apr 2004 to 25 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.