Michail Kiriakakis

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Newark Wealth Ltd

    FRN 950744

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Manager of certification employee (since 15 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 15 Sep 2021)
    • [FCA CF] Client dealing (since 15 Sep 2021)
    • SMF3 Executive Director (since 10 Sep 2021)
    • Responsibility for MCD Intermediation (since 10 Sep 2021)
    • Responsible for Insurance Distribution (since 10 Sep 2021)
    • SMF16 Compliance Oversight (since 10 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Sep 2021)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (22 Oct 2020 to 7 Mar 2022)
    • [FCA CF] Client dealing (22 Oct 2020 to 7 Mar 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jul 2021)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF1 Director (AR) (16 Nov 2017 to 1 Jul 2021)
    • CF30 Customer (29 Jul 2009 to 1 Jul 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 3 Aug 2009)
    • CF21 Investment Adviser (11 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Dec 2006 to 11 May 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (15 Sep 2004 to 27 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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