Newark Wealth Ltd

• Principal Place of Business

  15 Portland Road

  Kilmarnock

  East Ayrshire

  KA1 2BT

  UNITED KINGDOM

  Phone

  +441563551166

  Web

  https://www.newarkwealth.co.uk

• Complaints Contact

  15 Portland Road

  Kilmarnock

  East Ayrshire

  KA1 2BT

  UNITED KINGDOM

  Phone

  +441563551166

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Cassie McAllister

  IRN CXM00552

  • [FCA CF] Functions requiring qualifications (4 Nov 2021 to 27 Nov 2025)
  • [FCA CF] Client dealing (4 Nov 2021 to 5 Nov 2021)
• George Carlin

  IRN GXC01624

  • [FCA CF] Functions requiring qualifications (2 May 2024 to 5 Jan 2026)
  • [FCA CF] Client dealing (2 May 2024 to 5 Jan 2026)
• Heather Kiriakakis

  IRN HXK01633

  • SMF3 Executive Director (since 9 May 2025)
• John-Paul Tierney

  IRN JXT00721

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 14 Aug 2024)
  • [FCA CF] Functions requiring qualifications (since 14 Aug 2024)
• Manos Kiriakakis

  IRN MXK00971

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 31 Jul 2025)
• Michail Kiriakakis

  IRN MXK01503

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Manager of certification employee (since 15 Nov 2021)
  • [FCA CF] Client dealing (since 15 Sep 2021)
  • [FCA CF] Functions requiring qualifications (since 15 Sep 2021)
  • Responsible for Insurance Distribution (since 10 Sep 2021)
  • SMF16 Compliance Oversight (since 10 Sep 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Sep 2021)
  • Responsibility for MCD Intermediation (since 10 Sep 2021)
  • SMF3 Executive Director (since 10 Sep 2021)

No changes recorded yet.