Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2025)
  • Newark Wealth Ltd (no longer approved here)

    FRN 950744

    • [FCA CF] Client dealing (2 May 2024 to 5 Jan 2026)
    • [FCA CF] Functions requiring qualifications (2 May 2024 to 5 Jan 2026)
  • Gerald Mulhern (no longer approved here)

    FRN 134813

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2024)

Recent activity

Updates to this individual's record on the FCA register.

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