TRIUM CAPITAL LLP

• Principal Place of Business

  Trium Capital LLP

  60 Gresham Street

  London

  City Of London

  EC2V 7BB

  UNITED KINGDOM

  Phone

  +442079597185

  Web

  https://www.trium-capital.com

• Complaints Contact

  Trium Capital LLP

  60 Gresham Street

  London

  City Of London

  EC2V 7BB

  UNITED KINGDOM

  Phone

  +442079597185

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Selvan Masilamany

  IRN SXM01735

  • CF30 Customer (1 May 2014 to 5 Feb 2015)
• Shenan Dhanani

  IRN SXD01238

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (30 Oct 2019 to 8 Dec 2019)
  • CF29 Significant management (31 Mar 2017 to 8 Dec 2019)
  • CF30 Customer (1 Sep 2012 to 8 Dec 2019)
• Simon Anthony Crooks

  IRN SAC01263

  • CF30 Customer (25 Sep 2014 to 8 Jan 2018)
• Simon Jonathan Heathcliff Hampshire

  IRN SJH01243

  • CF30 Customer (11 Nov 2014 to 29 Apr 2016)
• Simon Noel Bowie-Britton

  IRN SXB01080

  • [FCA CF] Significant management (since 1 Nov 2020)
• Stephane Coquillaud

  IRN SJC01309

  • CF30 Customer (25 Feb 2013 to 3 Sep 2013)
• Stephen Kemp Ikle

  IRN SKI01002

  • CF30 Customer (4 Jun 2015 to 27 Dec 2017)
• Stephen Patrick Pettman

  IRN SXP01428

  • CF30 Customer (18 Aug 2017 to 28 Aug 2018)
• Stephen Rees

  IRN SXR01178

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2021)
  • CF1 Director (AR) (23 Sep 2019 to 31 Jan 2021)
  • CF30 Customer (12 Sep 2019 to 31 Jan 2021)
• Steven Arthur Woolley

  IRN SAW01145

  • CF11 Money Laundering Reporting (22 Jul 2015 to 26 Oct 2018)
  • CF10 Compliance Oversight (22 Jul 2015 to 26 Oct 2018)

• Sabre Fund Management Group Limited (no longer appointed)

  FRN 846930 · Appointed 9 Aug 2019 · Until 31 Jan 2021

No changes recorded yet.