Stephen Rees

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JTC GAS UK LLP (no longer approved here)

    FRN 551769

    • [FCA CF] Client dealing (1 Jan 2021 to 19 Dec 2022)
  • TRIUM CAPITAL LLP (no longer approved here)

    FRN 497640

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2021)
    • CF1 Director (AR) (23 Sep 2019 to 31 Jan 2021)
    • CF30 Customer (12 Sep 2019 to 31 Jan 2021)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (1 Nov 2007 to 17 Apr 2009)
    • CF27 Investment Management (13 Feb 2004 to 31 Oct 2007)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (1 Nov 2007 to 17 Apr 2009)
    • CF27 Investment Management (13 Feb 2004 to 31 Oct 2007)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF16 Significant Mgt (Desgntd Investment Business) (19 Mar 2002 to 27 Sep 2002)
    • CF27 Investment Management (1 Dec 2001 to 27 Sep 2002)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF16 Significant Mgt (Desgntd Investment Business) (19 Mar 2002 to 27 Sep 2002)
    • CF27 Investment Management (1 Dec 2001 to 27 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.