Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CAPRICORN FUND MANAGERS LIMITED (no longer approved here)

    FRN 505252

    • [FCA CF] Client dealing (12 Jan 2023 to 27 Jun 2023)
    • [FCA CF] Significant management (12 Jan 2023 to 27 Jun 2023)
  • Privium Fund Management (UK) Limited (no longer approved here)

    FRN 471186

    • CF1 Director (AR) (3 Jul 2018 to 26 Nov 2019)
    • CF30 Customer (3 Jul 2018 to 26 Nov 2019)
  • TRIUM CAPITAL LLP (no longer approved here)

    FRN 497640

    • CF30 Customer (25 Sep 2014 to 8 Jan 2018)
  • Graham Capital LLP (no longer approved here)

    FRN 564058

    • CF4 Partner (30 Apr 2012 to 30 Sep 2013)
    • CF30 Customer (30 Apr 2012 to 30 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.