TRIUM CAPITAL LLP

• Principal Place of Business

  Trium Capital LLP

  60 Gresham Street

  London

  City Of London

  EC2V 7BB

  UNITED KINGDOM

  Phone

  +442079597185

  Web

  https://www.trium-capital.com

• Complaints Contact

  Trium Capital LLP

  60 Gresham Street

  London

  City Of London

  EC2V 7BB

  UNITED KINGDOM

  Phone

  +442079597185

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Randeep Singh Grewal

  IRN RSG01037

  • CF30 Customer (17 Jul 2015 to 31 May 2019)
• Raphael Pitoun

  IRN RXP01640

  • [FCA CF] Client dealing (1 Jun 2021 to 6 Nov 2024)
  • [FCA CF] Manager of certification employee (1 Jun 2021 to 6 Nov 2024)
• Richard Eugene Hutchinson

  IRN REH01067

  • [FCA CF] Significant management (since 31 Mar 2023)
• Robert Arthur Galione

  IRN RAG01073

  • CF29 Significant management (30 Nov 2015 to 31 Jan 2018)
• Robert Dow

  IRN RXD09694

  • SMF9 Chair of the Governing Body (since 9 Dec 2019)
  • CF2 Non Executive Director (31 Jan 2019 to 8 Dec 2019)
• Rosanagh Daisy Duffell

  IRN RDD01041

  • [FCA CF] Manager of certification employee (since 24 Jun 2022)
  • [FCA CF] Significant management (since 24 Jun 2022)
  • [FCA CF] Client dealing (since 24 Jun 2022)
• Russell David Thomas

  IRN RXT01207

  • CF30 Customer (5 Feb 2014 to 10 Sep 2014)
• Samuel Thompson

  IRN SXT00628

  • [FCA CF] Client dealing (1 Dec 2023 to 24 Jan 2025)
• Santiago Clarens

  IRN SXC00537

  • [FCA CF] Client dealing (since 6 Apr 2021)
• Sargis Asatryan

  IRN SXA00873

  • [FCA CF] Client dealing (since 1 Dec 2023)

• Sabre Fund Management Group Limited (no longer appointed)

  FRN 846930 · Appointed 9 Aug 2019 · Until 31 Jan 2021

No changes recorded yet.