Robert Arthur Galione

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Acer Tree Investment Management LLP

    FRN 937794

    • SMF27 Partner (since 19 Nov 2021)
    • SMF16 Compliance Oversight (since 12 Nov 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Nov 2021)
  • Cabot Square Capital LLP (no longer approved here)

    FRN 439439

    • [FCA CF] Client dealing (8 Jul 2020 to 13 Jun 2022)
    • [FCA CF] Material risk taker (8 Jul 2020 to 13 Jun 2022)
  • TRIUM CAPITAL LLP (no longer approved here)

    FRN 497640

    • CF29 Significant management (30 Nov 2015 to 31 Jan 2018)
  • Allspring Global Investments (UK) Limited (no longer approved here)

    FRN 190608

    • CF29 Significant management (1 Nov 2007 to 14 Aug 2015)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.