Tristan Capital Partners LLP

• Principal Place of Business

  Tristan Capital Partners

  Berkeley Square House

  Berkeley Square

  London

  Westminster

  W1J 6DB

  UNITED KINGDOM

  Phone

  +4402034638900

  Web

  https://www.tristancap.com

• Complaints Contact

  Tristan Capital Partners

  Berkeley Square House

  Berkeley Square

  London

  Westminster

  W1J 6DB

  UNITED KINGDOM

  Phone

  +4402034638914

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Chris Lochhead

  IRN CXL00154

  • [FCA CF] Material risk taker (9 Dec 2019 to 14 Nov 2020)
• Christopher Bentley

  IRN CXB00505

  • [FCA CF] Material risk taker (1 Sep 2021 to 12 Jul 2024)
• Claire Nicola Heath

  IRN CXH00290

  • [FCA CF] Material risk taker (25 Mar 2021 to 31 Dec 2022)
• Daniel Pottorff

  IRN DXP01398

  • [FCA CF] Material risk taker (since 11 Feb 2021)
  • [FCA CF] Client dealing (since 11 Feb 2021)
• Dietrich Constantin Plenge

  IRN DXP00225

  • [FCA CF] Material risk taker (since 25 Mar 2021)
• Edoardo Crotta

  IRN EXC00123

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Nov 2020)
• Edward Alexander Marsh

  IRN EXM00143

  • [FCA CF] Material risk taker (9 Dec 2019 to 6 Jan 2020)
• Edward Miller

  IRN EXM00332

  • [FCA CF] Material risk taker (13 Feb 2023 to 31 Jan 2025)
• Emma Louise Hammond

  IRN EXH00169

  • [FCA CF] Material risk taker (27 Sep 2021 to 15 Dec 2023)
• Fabian Meinsen

  IRN FXM01346

  • [FCA CF] Material risk taker (25 Mar 2021 to 30 Apr 2024)

No changes recorded yet.