Tristan Capital Partners LLP

• Principal Place of Business

  Tristan Capital Partners

  Berkeley Square House

  Berkeley Square

  London

  Westminster

  W1J 6DB

  UNITED KINGDOM

  Phone

  +4402034638900

  Web

  https://www.tristancap.com

• Complaints Contact

  Tristan Capital Partners

  Berkeley Square House

  Berkeley Square

  London

  Westminster

  W1J 6DB

  UNITED KINGDOM

  Phone

  +4402034638914

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gerard Martin Daly

  IRN GXD00152

  • [FCA CF] Material risk taker (25 Mar 2021 to 4 Oct 2023)
• Graham Peter Tyler

  IRN GXT00110

  • [FCA CF] Material risk taker (25 Mar 2021 to 22 Apr 2022)
• Gwendal Kalkofen

  IRN KXG08296

  • [FCA CF] Material risk taker (26 May 2021 to 25 Nov 2022)
• Gyongyver Giday

  IRN GXG01362

  • [FCA CF] Material risk taker (25 Mar 2021 to 10 Nov 2023)
• Ian Paul Laming

  IRN IPL01013

  • SMF27 Partner (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 3 Jan 2024)
  • SMF1 Chief Executive (9 Dec 2019 to 20 Feb 2026)
  • CF3 Chief Executive (2 May 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 Aug 2012 to 8 Dec 2019)
  • CF4 Partner (2 Aug 2012 to 8 Dec 2019)
  • CF30 Customer (2 Aug 2012 to 8 Dec 2019)
• Ilaria Cecelia Andriani

  IRN ICA01025

  • [FCA CF] Client dealing (since 25 Mar 2021)
  • CF30 Customer (4 Nov 2017 to 8 Dec 2019)
• James Bruce Sutherland

  IRN JBS01092

  • [FCA CF] Material risk taker (25 Mar 2021 to 30 Jun 2022)
• James Charles Brodie

  IRN JXB00590

  • [FCA CF] Material risk taker (since 25 Mar 2021)
• James Purvis

  IRN JXP00339

  • [FCA CF] Material risk taker (25 Mar 2021 to 11 Nov 2022)
• Jean-Philippe Jean-Jacques Blangy

  IRN JXB00589

  • [FCA CF] Material risk taker (since 25 Mar 2021)

No changes recorded yet.