Triple Point Investment Management LLP

• Principal Place of Business

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402072018989

  Web

  https://www.triplepoint.co.uk

• Complaints Contact

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402072018989

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher William Lake

  IRN CXL00054

  • SMF27 Partner (since 28 Jan 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 14 Apr 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 26 Jun 2025)
• Claire Alison Ainsworth

  IRN CAA01025

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 26 Jun 2025)
  • CF30 Customer (6 Sep 2012 to 8 Dec 2019)
  • CF3 Chief Executive (18 Oct 2010 to 18 Apr 2016)
  • CF4 Partner (9 Sep 2008 to 8 Dec 2019)
• Clive James Austin

  IRN CJA01067

  • CF4 Partner (25 Oct 2006 to 31 Oct 2007)
  • CF27 Investment Management (25 Oct 2006 to 31 Oct 2007)
• Colin Wallace

  IRN CXW00237

  • [FCA CF] Client dealing (1 Jul 2023 to 29 Nov 2024)
• Daniel Brian South

  IRN DXS02795

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2023)
  • CF30 Customer (26 May 2016 to 8 Dec 2019)
• Daniel Cardenas-Clark

  IRN DXC00143

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Feb 2022)
• Daniel Jewell

  IRN DXJ00089

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Apr 2025)
• David Gordon Dick

  IRN DGD01019

  • CF30 Customer (1 Nov 2007 to 5 Sep 2010)
  • CF3 Chief Executive (25 Oct 2006 to 5 Sep 2010)
  • CF8 Apportionment and Oversight (25 Oct 2006 to 31 Oct 2007)
  • CF27 Investment Management (25 Oct 2006 to 31 Oct 2007)
  • CF4 Partner (25 Oct 2006 to 5 Sep 2010)
• David Wilson

  IRN DXW00428

  • [FCA CF] Client dealing (18 Jan 2022 to 3 Oct 2022)
• Diana French

  IRN DXF00266

  • [FCA CF] Client dealing (since 2 May 2023)

• Advancr Limited (no longer appointed)

  FRN 736742 · Appointed 15 Feb 2016 · Until 11 Jan 2022

No changes recorded yet.