Triple Point Investment Management LLP

• Principal Place of Business

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402072018989

  Web

  https://www.triplepoint.co.uk

• Complaints Contact

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402072018989

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Diego Massidda

  IRN DXM01022

  • [FCA CF] Manager of certification employee (1 Sep 2023 to 14 Apr 2025)
  • [FCA CF] Material risk taker (1 Sep 2023 to 14 Apr 2025)
  • [FCA CF] Client dealing (1 Sep 2023 to 14 Apr 2025)
• Edward Mann

  IRN EXM00193

  • [FCA CF] Client dealing (29 Jun 2021 to 14 Apr 2025)
• Emma Elizabeth Hunt

  IRN EXH00051

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2025)
• Faye Louise Williams

  IRN FLW01015

  • [FCA CF] Client dealing (since 27 Aug 2025)
• Frederick Peter Cowper-Coles

  IRN FXC00024

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Aug 2022)
• Gary Forshaw

  IRN GXF00070

  • [FCA CF] Material risk taker (since 1 Mar 2021)
  • [FCA CF] Material risk taker (24 Aug 2021 to 10 Jan 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 19 Feb 2026)
• Gary Leigh Smith

  IRN GXS00343

  • [FCA CF] Client dealing (29 Jun 2021 to 14 Apr 2025)
• George Andrew Adams

  IRN GAA01022

  • CF30 Customer (1 Nov 2007 to 19 Mar 2010)
  • CF27 Investment Management (25 Oct 2006 to 31 Oct 2007)
  • CF4 Partner (25 Oct 2006 to 19 Mar 2010)
• Georgie Campbell

  IRN GXC00581

  • [FCA CF] Client dealing (since 2 Jan 2024)
• Georgina Silvester

  IRN GXS00342

  • [FCA CF] Material risk taker (15 Nov 2022 to 7 Apr 2023)
  • [FCA CF] Significant management (29 Jun 2021 to 7 Apr 2023)

• Advancr Limited (no longer appointed)

  FRN 736742 · Appointed 15 Feb 2016 · Until 11 Jan 2022

No changes recorded yet.