Triple Point Investment Management LLP

• Principal Place of Business

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402072018989

  Web

  https://www.triplepoint.co.uk

• Complaints Contact

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402072018989

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Graham Robertson

  IRN GXR01522

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 Feb 2014 to 8 Dec 2019)
• Gregory Banner

  IRN GXB00188

  • [FCA CF] Client dealing (1 Sep 2020 to 31 Dec 2024)
• Henry Webb

  IRN HXW00192

  • [FCA CF] Client dealing (1 Jul 2023 to 14 Apr 2025)
• Ian Richard James McLennan

  IRN IRM01044

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Apr 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 26 Jun 2025)
  • CF30 Customer (11 Sep 2012 to 8 Dec 2019)
  • CF4 Partner (14 Mar 2011 to 8 Dec 2019)
• India Cumming

  IRN IXC00210

  • [FCA CF] Client dealing (since 28 Feb 2025)
• Isobel Jane Gunn-Brown

  IRN IJG01031

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 14 Apr 2025)
  • CF4 Partner (4 Dec 2018 to 8 Dec 2019)
• Jack Douglas Rose

  IRN JDR01130

  • [FCA CF] Significant management (since 18 Jan 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (15 Nov 2022 to 14 Apr 2025)
  • [FCA CF] Manager of certification employee (18 Jan 2022 to 14 Apr 2025)
• Jack Redman Whitford

  IRN JXW00193

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Nov 2025)
• James Antony Kilford

  IRN JXK00093

  • [FCA CF] Manager of certification employee (1 Jul 2021 to 3 May 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 May 2024)
• James Edward Cornish

  IRN JXC00406

  • [FCA CF] Client dealing (since 9 Dec 2019)

• Advancr Limited (no longer appointed)

  FRN 736742 · Appointed 15 Feb 2016 · Until 11 Jan 2022

No changes recorded yet.