Date authorised
3 July 2014
Companies House
OC391352
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 King William Street
    London
    EC4N 7AF
    UNITED KINGDOM
    Phone
    +4402072018989
  • Complaints Contact

    1 King William Street
    London
    EC4N 7AF
    UNITED KINGDOM
    Phone
    +4402072018989

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jawahar Vimalendran

    IRN JXV00150

    • [FCA CF] Client dealing (18 Jan 2023 to 17 Apr 2023)
  • Jennifer Mary Fox

    IRN JMO01069

    • [FCA CF] Material risk taker (27 Apr 2020 to 31 Dec 2021)
  • Jessica Alley

    IRN JXA00229

    • [FCA CF] Manager of certification employee (1 Apr 2023 to 1 Nov 2024)
    • [FCA CF] Client dealing (18 Jan 2022 to 1 Nov 2024)
  • Jon Hepkarabelli

    IRN JXH03163

    • [FCA CF] Client dealing (since 28 Feb 2025)
  • Jonathan Bradbury

    IRN JXB00797

    • [FCA CF] Client dealing (29 Jun 2021 to 28 Aug 2024)
  • Jonathan Russell Parr

    IRN JRP01230

    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Apr 2025)
  • Julian Pickstone

    IRN JXP00175

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
  • Justin Hubble

    IRN JXH02834

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Jun 2022 to 11 Mar 2025)
    • SMF16 Compliance Oversight (24 Aug 2021 to 4 Jul 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 13 Jan 2026)
  • Justin Stone

    IRN JXS00730

    • [FCA CF] Client dealing (since 29 Jun 2021)
    • [FCA CF] Manager of certification employee (29 Jun 2021 to 14 Apr 2025)
  • Katya Parrish

    IRN KXP00354

    • [FCA CF] Client dealing (since 16 Jan 2023)

Recent activity

Updates to this firm's record on the FCA register.

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