Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 7 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 7 Jul 2025)
  • Triple Point Investment Management LLP (no longer approved here)

    FRN 456597

    • [FCA CF] Client dealing (29 Jun 2021 to 28 Aug 2024)
  • Triple Point Administration LLP (no longer approved here)

    FRN 618187

    • [FCA CF] Client dealing (29 Jun 2021 to 28 Aug 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.