Triple Point Administration LLP

• Principal Place of Business

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402072018989

  Web

  https://www.triplepoint.co.uk

• Complaints Contact

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402072018989

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ian Richard James McLennan

  IRN IRM01044

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Apr 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 13 Jan 2026)
• India Cumming

  IRN IXC00210

  • [FCA CF] Client dealing (since 28 Feb 2025)
• Isobel Jane Gunn-Brown

  IRN IJG01031

  • [FCA CF] Material risk taker (9 Dec 2019 to 14 Apr 2025)
• Jack Douglas Rose

  IRN JDR01130

  • [FCA CF] Material risk taker (since 15 Nov 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (18 Jan 2022 to 14 Apr 2025)
  • [FCA CF] Manager of certification employee (18 Jan 2022 to 14 Apr 2025)
• Jack Redman Whitford

  IRN JXW00193

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Nov 2025)
• James Antony Kilford

  IRN JXK00093

  • [FCA CF] Manager of certification employee (1 Jul 2021 to 3 May 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 May 2024)
• James Edward Cornish

  IRN JXC00406

  • [FCA CF] Client dealing (since 9 Dec 2019)
• James Robert Alexander Cranmer

  IRN JXC02190

  • [FCA CF] Material risk taker (9 Dec 2019 to 13 Jan 2026)
• James Seager

  IRN JXS02467

  • [FCA CF] Client dealing (since 10 Jul 2023)
• Jamie Tomalin

  IRN JXT00091

  • [FCA CF] Client dealing (since 1 Jul 2023)

No changes recorded yet.