Trinity Street Asset Management LLP

• Principal Place of Business

  25 Golden Square

  London

  W1F 9LU

  UNITED KINGDOM

  Phone

  +4402074959110

  Web

  https://www.trinitystreetam.com

• Complaints Contact

  25 Golden Square

  London

  W1F 9LU

  UNITED KINGDOM

  Phone

  +4402074959110

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas Dennis Robert Mayor

  IRN NDM01043

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Nov 2019 to 8 Dec 2019)
  • CF30 Customer (24 Apr 2017 to 8 Dec 2019)
• Nigel Francis Emmett

  IRN NXE15505

  • CF30 Customer (1 Jun 2019 to 20 Nov 2019)
• Nilab Wahab

  IRN NXW00269

  • [FCA CF] Client dealing (13 Apr 2023 to 8 Apr 2024)
• Owain John Walters

  IRN OJW01012

  • CF10 Compliance Oversight (27 Jul 2007 to 2 Nov 2009)
  • CF4 Partner (27 Jul 2007 to 2 Nov 2009)
  • CF11 Money Laundering Reporting (27 Jul 2007 to 2 Nov 2009)
• Pauline Agnes Stuart

  IRN PAS01133

  • [FCA CF] Material risk taker (since 11 Apr 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 May 2021)
  • CF30 Customer (10 Oct 2013 to 8 Dec 2019)
• Peter William Middleton

  IRN PWM01098

  • CF30 Customer (28 Mar 2012 to 3 Jul 2018)
• Philip James Aylward

  IRN PJA01142

  • [FCA CF] Client dealing (since 17 Jan 2024)
• Philippe Edouard Bruno Lamblin

  IRN PEL01022

  • CF21 Investment Adviser (4 Aug 2003 to 30 Sep 2004)
• Piotr Janusz Krupa

  IRN PJK01142

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (10 Jun 2015 to 8 Dec 2019)
• Richard Jeremy Bruce

  IRN RJB01186

  • SMF1 Chief Executive (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF3 Chief Executive (19 Aug 2004 to 8 Dec 2019)
  • CF21 Investment Adviser (13 May 2003 to 30 Aug 2004)
  • CF4 Partner (13 May 2003 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (13 May 2003 to 31 Oct 2007)
  • CF27 Investment Management (13 May 2003 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (17 Apr 2003 to 17 Apr 2003)
  • CF10 Compliance Oversight (17 Apr 2003 to 17 Apr 2003)

No changes recorded yet.