Pauline Agnes Stuart

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Trinity Street Asset Management LLP

    FRN 221438

    • [FCA CF] Material risk taker (since 11 Apr 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 May 2021)
    • CF30 Customer (10 Oct 2013 to 8 Dec 2019)
  • BNY Mellon Investment Management EMEA Limited (no longer approved here)

    FRN 119196

    • CF30 Customer (1 Nov 2007 to 6 Jul 2009)
    • CF29 Significant management (1 Nov 2007 to 6 Jul 2009)
    • CF17 Significant Mgt (Other Business Operations) (11 Apr 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (11 Apr 2007 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 8 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

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