Trinity Street Asset Management LLP

• Principal Place of Business

  25 Golden Square

  London

  W1F 9LU

  UNITED KINGDOM

  Phone

  +4402074959110

  Web

  https://www.trinitystreetam.com

• Complaints Contact

  25 Golden Square

  London

  W1F 9LU

  UNITED KINGDOM

  Phone

  +4402074959110

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sarah Patricia Lavers

  IRN SPL01084

  • CF4 Partner (20 Nov 2012 to 1 Jul 2016)
  • CF30 Customer (20 Nov 2012 to 1 Jul 2016)
• Sean Breslin

  IRN SWB01103

  • SMF16 Compliance Oversight (since 1 Nov 2023)
  • [FCA CF] Significant management (since 1 Nov 2023)
  • [FCA CF] Material risk taker (since 1 Nov 2023)
  • [FCA CF] Manager of certification employee (since 1 Nov 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Nov 2023)
• Sean Landers

  IRN SXL01570

  • CF30 Customer (18 Sep 2013 to 16 Nov 2017)
• Senthan Nadarajah

  IRN SXN00285

  • [FCA CF] Client dealing (since 2 Feb 2023)
• Sophine Nou

  IRN SXN00281

  • [FCA CF] Client dealing (since 4 Jan 2023)
• Stephen Jonathan Hicks

  IRN SJH01404

  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Oct 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Nov 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Nov 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Oct 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Nov 2023)
  • CF11 Money Laundering Reporting (21 Jul 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (21 Jul 2014 to 8 Dec 2019)
• Stuart Houlton

  IRN SXH01448

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (20 Feb 2017 to 8 Dec 2019)
• Timon Sitte

  IRN TXS01789

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
  • CF30 Customer (8 Mar 2016 to 8 Dec 2019)
• Timothy Race

  IRN TMR01026

  • [FCA CF] Manager of certification employee (since 12 Sep 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (3 Jun 2019 to 8 Dec 2019)
• Vaibhav Kumar Agrawal

  IRN VKA01007

  • CF30 Customer (27 Apr 2016 to 13 Mar 2019)

No changes recorded yet.