TRILAND METALS LIMITED

• Principal Place of Business

  MidCity Place

  71 High Holborn

  London

  WC1V 6BA

  UNITED KINGDOM

  Phone

  +4402070615500

  Web

  https://www.triland.com

• Complaints Contact

  MidCity Place

  71 High Holborn

  London

  WC1V 6BA

  UNITED KINGDOM

  Phone

  +4402070615500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ping Ye

  IRN PXY01045

  • CF30 Customer (1 Nov 2007 to 19 Feb 2014)
  • CF21 Investment Adviser (11 Sep 2007 to 31 Oct 2007)
• Qiang Yan

  IRN QXY01002

  • CF30 Customer (1 Nov 2007 to 5 Sep 2008)
  • CF21 Investment Adviser (4 May 2005 to 31 Oct 2007)
• Richard John O'Neill

  IRN RJO01036

  • [FCA CF] Material risk taker (1 Jun 2020 to 19 Jan 2026)
  • [FCA CF] Proprietary trader (1 Jun 2020 to 19 Jan 2026)
  • [FCA CF] Client dealing (1 Jun 2020 to 19 Jan 2026)
• Richard Tuesley

  IRN RXT01339

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
• Roy William Carson

  IRN RWC01053

  • CF21 Investment Adviser (1 Dec 2001 to 9 Jul 2007)
• Rumi Jahani

  IRN RXJ06220

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Jul 2022)
  • CF30 Customer (20 Sep 2018 to 8 Dec 2019)
• Russell Johnathon Davis

  IRN RJD01100

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2002)
• Ryo Oshima

  IRN RXO00055

  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)
• SOO BOON QUEK

  IRN SXQ00018

  • [FCA CF] Manager of certification employee (since 22 Mar 2021)
  • [FCA CF] Material risk taker (since 22 Mar 2021)
  • [FCA CF] Significant management (since 22 Mar 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Sanjay Chandulal Tanna

  IRN SCT01044

  • CF21 Investment Adviser (20 Oct 2003 to 25 May 2006)

No changes recorded yet.