Date authorised
1 April 2013
Companies House
01011637
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    MidCity Place
    71 High Holborn
    London
    WC1V 6BA
    UNITED KINGDOM
    Phone
    +4402070615500
  • Complaints Contact

    MidCity Place
    71 High Holborn
    London
    WC1V 6BA
    UNITED KINGDOM
    Phone
    +4402070615500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sayaka Kurata

    IRN SXK01097

    • [FCA CF] Client dealing (since 13 Apr 2026)
  • Shigeru Kumano

    IRN SXK01661

    • CF1 Director (22 Sep 2010 to 30 Sep 2013)
  • Shigeto Sawada

    IRN SXS01356

    • CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2001)
  • Shinichi Tagami

    IRN SXT00225

    • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2022)
  • Shinya Ikezaki

    IRN SXI00045

    • [FCA CF] Client dealing (9 Dec 2019 to 30 May 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 May 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 30 May 2025)
  • Shiro Fukuda

    IRN SXF01519

    • CF30 Customer (7 Nov 2011 to 5 May 2015)
  • Shuichi Makihara

    IRN SXM01456

    • CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2002)
    • CF2 Non Executive Director (1 Dec 2001 to 10 Dec 2002)
  • Shujing Huan

    IRN SXH02640

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Proprietary trader (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)
    • CF30 Customer (23 Apr 2019 to 8 Dec 2019)
  • Shun Ito

    IRN SXI00044

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
  • Solomon Jay Terry

    IRN SJT01237

    • CF30 Customer (28 Jan 2013 to 9 Feb 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.