TRIGPOINT FINANCIAL PLANNING LIMITED

Date authorised
10 January 2022
Companies House
13611335
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor Wharfedale House
    50a The Grove
    Ilkley
    West Yorkshire
    LS29 9EE
    UNITED KINGDOM
    Phone
    +4407900808784
    Web
    https://www.trigpointfp.com

  • Complaints Contact

    1st Floor Wharfedale House
    50a The Grove
    Ilkley
    West Yorkshire
    LS29 9EE
    UNITED KINGDOM
    Phone
    +4407900808784

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Retail (Investment)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joseph Denis O'Shea

    IRN JDO01021

    • CF1 Director (AR) (10 Nov 2023 to 18 Aug 2025)
    • CF30 Customer (10 Nov 2023 to 18 Aug 2025)
    • SMF3 Executive Director (21 Jun 2022 to 9 Jan 2023)
    • [FCA CF] Functions requiring qualifications (1 Jun 2022 to 18 Aug 2025)
    • [FCA CF] Client dealing (1 Jun 2022 to 18 Aug 2025)
  • Rebecca Ann Bonner

    IRN RAB01435

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2022)
    • [FCA CF] Client dealing (since 1 Feb 2022)
    • Responsible for Insurance Distribution (since 10 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Jan 2022)
    • SMF3 Executive Director (since 10 Jan 2022)
    • SMF16 Compliance Oversight (since 10 Jan 2022)
  • Thomas James Frane

    IRN TXF12667

    • CF1 Director (AR) (10 Nov 2023 to 18 Aug 2025)
    • CF30 Customer (10 Nov 2023 to 18 Aug 2025)
    • [FCA CF] Client dealing (1 Feb 2022 to 18 Aug 2025)
    • [FCA CF] Functions requiring qualifications (1 Feb 2022 to 18 Aug 2025)
    • SMF3 Executive Director (10 Jan 2022 to 18 Aug 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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