Joseph Denis O'Shea

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cove Financial Planning (Leeds) Limited

    FRN 1018948

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 18 Aug 2025)
    • [FCA CF] Client dealing (since 18 Aug 2025)
    • SMF16 Compliance Oversight (since 18 Aug 2025)
    • Responsible for Insurance Distribution (since 18 Aug 2025)
    • SMF3 Executive Director (since 18 Aug 2025)
  • TRIGPOINT FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 960167

    • CF1 Director (AR) (10 Nov 2023 to 18 Aug 2025)
    • CF30 Customer (10 Nov 2023 to 18 Aug 2025)
    • SMF3 Executive Director (21 Jun 2022 to 9 Jan 2023)
    • [FCA CF] Functions requiring qualifications (1 Jun 2022 to 18 Aug 2025)
    • [FCA CF] Client dealing (1 Jun 2022 to 18 Aug 2025)
  • Cove Financial Planning (Leeds) Ltd (no longer approved here)

    FRN 1003355

    • Employed By (10 Nov 2023 to 18 Aug 2025)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF4 Partner (AR) (1 Jan 2010 to 31 Dec 2013)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2013)
    • CF21 Investment Adviser (3 Jul 2006 to 31 Oct 2007)
  • The Partners of the Private Office LLP (no longer approved here)

    FRN 490188

    • Employed By (30 Dec 2009 to 31 Dec 2013)

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Updates to this individual's record on the FCA register.

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