Thomas James Frane

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cove Financial Planning (Leeds) Limited

    FRN 1018948

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 18 Aug 2025)
    • [FCA CF] Client dealing (since 18 Aug 2025)
    • SMF3 Executive Director (since 18 Aug 2025)
  • TRIGPOINT FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 960167

    • CF1 Director (AR) (10 Nov 2023 to 18 Aug 2025)
    • CF30 Customer (10 Nov 2023 to 18 Aug 2025)
    • [FCA CF] Functions requiring qualifications (1 Feb 2022 to 18 Aug 2025)
    • [FCA CF] Client dealing (1 Feb 2022 to 18 Aug 2025)
    • SMF3 Executive Director (10 Jan 2022 to 18 Aug 2025)
  • Cove Financial Planning (Leeds) Ltd (no longer approved here)

    FRN 1003355

    • Employed By (10 Nov 2023 to 18 Aug 2025)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF30 Customer (1 Apr 2019 to 11 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.