Date authorised
11 November 2016
Companies House
OC411984
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    52 Jermyn Street
    London
    SW1Y 6LX
    UNITED KINGDOM
    Phone
    +4402037457073
  • Complaints Contact

    52 Jermyn Street
    London
    SW1Y 6LX
    UNITED KINGDOM
    Phone
    +4402037455746

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Malcolm Innes

    IRN JMI01036

    • 14. Managing investments
    • [FCA CF] Significant management (since 11 Aug 2022)
    • [FCA CF] Manager of certification employee (since 11 Aug 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (8 Mar 2018 to 8 Dec 2019)
  • James Peter Marti

    IRN JPM01318

    • [FCA CF] Client dealing (24 Oct 2022 to 28 Mar 2024)
    • [FCA CF] Functions requiring qualifications (24 Oct 2022 to 28 Mar 2024)
  • Katharine Elizabeth Samuels

    IRN KES01056

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 12 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 12 Nov 2020)
  • Laila Charlton-Meyrick

    IRN LXP01126

    • CF30 Customer (1 Feb 2019 to 8 Dec 2019)
  • Neil Hill

    IRN NRH01063

    • SMF27 Partner (23 Jul 2021 to 17 Feb 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Feb 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 Feb 2025)
    • CF30 Customer (12 Sep 2019 to 8 Dec 2019)
  • Olivia Jane Shaw

    IRN OXS00120

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Jul 2023)
    • SMF16 Compliance Oversight (since 12 Jul 2023)
  • Rhodri Mason

    IRN RRM01047

    • SMF1 Chief Executive (since 9 Sep 2025)
    • SMF27 Partner (since 9 Sep 2025)
  • Robert Dermot Hurford

    IRN RXH00544

    • [FCA CF] Client dealing (since 11 Aug 2022)
  • Siobhan Elizabeth Lazeris

    IRN SEL01080

    • SMF27 Partner (2 Aug 2021 to 31 Mar 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Dec 2023)
    • CF11 Money Laundering Reporting (11 Nov 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Nov 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.