Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (11 Jul 2025 to 31 Mar 2026)
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- SMF27 Partner (2 Aug 2021 to 31 Mar 2026)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Dec 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Dec 2023)
- CF10 Compliance Oversight (11 Nov 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (11 Nov 2016 to 8 Dec 2019)
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- CF11 Money Laundering Reporting (2 Apr 2013 to 2 Feb 2017)
- CF10 Compliance Oversight (2 Apr 2013 to 2 Feb 2017)
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- CF11 Money Laundering Reporting (18 Mar 2008 to 31 Jan 2017)
- CF4 Partner (18 Mar 2008 to 22 Feb 2017)
- CF10 Compliance Oversight (18 Mar 2008 to 31 Jan 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.