Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Snowball Impact Management Limited (no longer approved here)

    FRN 948779

    • Director of firm who is not a certification employee or a SMF manager (11 Jul 2025 to 31 Mar 2026)
  • Tribe Impact Capital LLP (no longer approved here)

    FRN 756411

    • SMF27 Partner (2 Aug 2021 to 31 Mar 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Dec 2023)
    • CF10 Compliance Oversight (11 Nov 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Nov 2016 to 8 Dec 2019)
  • LGT Wealth Management US Limited (no longer approved here)

    FRN 585547

    • CF11 Money Laundering Reporting (2 Apr 2013 to 2 Feb 2017)
    • CF10 Compliance Oversight (2 Apr 2013 to 2 Feb 2017)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • CF11 Money Laundering Reporting (18 Mar 2008 to 31 Jan 2017)
    • CF4 Partner (18 Mar 2008 to 22 Feb 2017)
    • CF10 Compliance Oversight (18 Mar 2008 to 31 Jan 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.