Tradition (UK) Limited

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Freeman

  IRN PXF01389

  • [FCA CF] Client dealing (since 4 Dec 2020)
  • CF30 Customer (1 Dec 2014 to 8 Dec 2019)
• Paul George Jevans

  IRN PGJ01011

  • [FCA CF] Client dealing (since 12 Mar 2021)
  • CF30 Customer (13 Mar 2019 to 8 Dec 2019)
• Paul James MacKintosh

  IRN PJM01267

  • CF30 Customer (1 Nov 2007 to 6 Mar 2009)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Paul James Murphy

  IRN PJM01549

  • [FCA CF] Client dealing (since 11 Dec 2020)
  • CF30 Customer (23 Nov 2017 to 8 Dec 2019)
• Paul Leslie Clay

  IRN PLC01027

  • CF30 Customer (1 Nov 2007 to 15 Dec 2010)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Paul Loughlin

  IRN PXL01241

  • [FCA CF] Client dealing (since 13 Nov 2023)
  • [FCA CF] Client dealing (15 Dec 2020 to 31 Aug 2022)
  • CF30 Customer (19 Jan 2017 to 8 Dec 2019)
• Paul Patrick Thomas McCaffrey

  IRN PPM01009

  • [FCA CF] Client dealing (19 Feb 2021 to 18 Feb 2023)
  • CF30 Customer (9 Jul 2019 to 8 Dec 2019)
• Paul Rutherford Hunnable

  IRN PRH01082

  • CF30 Customer (1 Nov 2007 to 15 Dec 2010)
  • CF21 Investment Adviser (21 Jan 2002 to 31 Oct 2007)
  • CF26 Customer Trading (21 Jan 2002 to 31 Oct 2007)
• Paul Timmons

  IRN PJT01142

  • [FCA CF] Client dealing (16 Jan 2021 to 31 Dec 2022)
  • CF30 Customer (18 Apr 2017 to 8 Dec 2019)
• Peter Andrew Economides

  IRN PAE01042

  • [FCA CF] Manager of certification employee (since 1 May 2023)
  • [FCA CF] Client dealing (since 9 Feb 2021)
  • CF30 Customer (15 Dec 2016 to 8 Dec 2019)

• Musana Securities Ltd (no longer appointed)

  FRN 221360 · Appointed 12 Dec 2002 · Until 13 Oct 2003

No changes recorded yet.