Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 3 Jul 2023)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Jul 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Mar 2023)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • CF30 Customer (1 Nov 2007 to 15 Dec 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.