Tradition (UK) Limited

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Hills

  IRN MXH01362

  • CF26 Customer Trading (9 Jul 2003 to 31 Mar 2004)
  • CF21 Investment Adviser (9 Jul 2003 to 31 Mar 2004)
• Michael James Scottow

  IRN MJS01326

  • [FCA CF] Client dealing (19 Apr 2022 to 18 Oct 2022)
• Michael Jon Anderson

  IRN MJA01066

  • SMF1 Chief Executive (9 Dec 2019 to 27 Mar 2024)
  • SMF24 Chief Operations (9 Dec 2019 to 20 Aug 2020)
  • SMF3 Executive Director (9 Dec 2019 to 26 Mar 2025)
  • CF3 Chief Executive (5 Jun 2017 to 8 Dec 2019)
  • CF1 Director (24 Jul 2014 to 8 Dec 2019)
• Michael Kim Arnold

  IRN MKA01031

  • [FCA CF] Client dealing (since 6 Jan 2021)
  • [FCA CF] Manager of certification employee (since 6 Jan 2021)
  • CF30 Customer (17 Aug 2009 to 8 Dec 2019)
• Michael Laurent Sebastien Altman

  IRN MXA04209

  • [FCA CF] Client dealing (26 Aug 2025 to 18 Feb 2026)
• Michael Leibowitz

  IRN MXL01263

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 10 Aug 2023)
  • CF2 Non Executive Director (5 Feb 2018 to 8 Dec 2019)
  • CF1 Director (18 Jan 2008 to 5 Feb 2018)
  • CF3 Chief Executive (18 Jan 2008 to 17 Apr 2013)
• Michael Macleod Walford

  IRN MMW01046

  • CF30 Customer (28 Jan 2009 to 19 May 2013)
• Michael Paton

  IRN MXP02911

  • [FCA CF] Client dealing (since 17 Dec 2020)
  • CF30 Customer (19 Jul 2018 to 8 Dec 2019)
• Michael Patsalides

  IRN MPP01082

  • CF30 Customer (16 Oct 2014 to 1 Apr 2019)
• Michael Paul Hayter

  IRN MPH01127

  • [FCA CF] Client dealing (since 17 Dec 2020)
  • [FCA CF] Manager of certification employee (since 17 Dec 2020)
  • CF30 Customer (18 Oct 2017 to 8 Dec 2019)

• Musana Securities Ltd (no longer appointed)

  FRN 221360 · Appointed 12 Dec 2002 · Until 13 Oct 2003

No changes recorded yet.