Tradition (UK) Limited

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Edwin Partridge

  IRN JEP01186

  • [FCA CF] Client dealing (1 Sep 2020 to 29 Feb 2024)
• John Kenneth Fletcher

  IRN JKF01016

  • [FCA CF] Client dealing (30 Mar 2021 to 3 Feb 2022)
• John Kenneth Miller

  IRN JXM00634

  • [FCA CF] Client dealing (1 Oct 2020 to 27 May 2021)
• John Marc Hogan

  IRN JXH00907

  • [FCA CF] Client dealing (4 Jul 2022 to 15 Aug 2023)
• John Paul Argent

  IRN JPA01022

  • SMF18 Other Overall Responsibility (since 1 Aug 2025)
  • [FCA CF] Material risk taker (since 1 Jan 2022)
  • [FCA CF] Significant management (since 12 Jan 2021)
  • [FCA CF] Manager of certification employee (since 12 Jan 2021)
  • CF30 Customer (1 Sep 2017 to 8 Dec 2019)
• John Paul Parry-Crooke

  IRN JPP01100

  • CF30 Customer (16 Sep 2010 to 18 May 2012)
• John Paul Sunnucks

  IRN JPS01086

  • [FCA CF] Client dealing (since 19 Jan 2021)
  • [FCA CF] Manager of certification employee (19 Jan 2021 to 1 Jul 2023)
  • CF30 Customer (23 Oct 2014 to 8 Dec 2019)
• John William Coburn

  IRN JWC01068

  • [FCA CF] Client dealing (since 11 May 2021)
• John William Webster

  IRN JWW01065

  • [FCA CF] Manager of certification employee (since 21 Jun 2023)
  • [FCA CF] Client dealing (since 21 Jun 2023)
• Johnny Patrick Hammill

  IRN JXH00517

  • [FCA CF] Client dealing (1 Feb 2021 to 31 Mar 2022)

• Musana Securities Ltd (no longer appointed)

  FRN 221360 · Appointed 12 Dec 2002 · Until 13 Oct 2003

No changes recorded yet.