Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 21 Jun 2023)
    • [FCA CF] Manager of certification employee (since 21 Jun 2023)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Material risk taker (16 Jul 2020 to 17 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 Jun 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Jun 2022)
    • CF30 Customer (5 Jul 2017 to 8 Dec 2019)
  • TP ICAP MTF LIMITED (no longer approved here)

    FRN 124341

    • CF30 Customer (1 Nov 2007 to 31 Mar 2017)
    • CF21 Investment Adviser (20 Jan 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.