Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tradition (UK) Limited
FRN 139200
- [FCA CF] Client dealing (since 21 Jun 2023)
- [FCA CF] Manager of certification employee (since 21 Jun 2023)
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- [FCA CF] Material risk taker (16 Jul 2020 to 17 Jun 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 17 Jun 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Jun 2022)
- CF30 Customer (5 Jul 2017 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 31 Mar 2017)
- CF21 Investment Adviser (20 Jan 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.