Tradition (UK) Limited

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Henry George Lyndon Badge

  IRN HXB17176

  • CF30 Customer (15 Aug 2019 to 8 Dec 2019)
• Herbert George Crawley

  IRN HXC00257

  • [FCA CF] Client dealing (26 Jun 2023 to 14 Jan 2025)
• Herbie Christopher Monroe Thackham

  IRN HXT00110

  • [FCA CF] Client dealing (since 8 Jun 2022)
• Herve Pierre Benoit de Carmoy

  IRN HPD01015

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 Dec 2025)
  • CF2 Non Executive Director (17 Apr 2013 to 8 Dec 2019)
• Hui Yuan

  IRN HXY00069

  • [FCA CF] Client dealing (since 23 Feb 2026)
• Iain Alexander Cummings

  IRN IXC00110

  • SMF11 Chair of the Audit Committee (since 14 Jun 2024)
  • SMF10 Chair of the Risk Committee (since 14 Jun 2024)
• Iain Francis Jackson

  IRN IFJ01002

  • CF30 Customer (6 Jun 2016 to 30 Sep 2018)
• Ian Jackson

  IRN IXJ01038

  • CF26 Customer Trading (1 Dec 2001 to 10 Oct 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 10 Oct 2003)
• Ian Roy Ellis

  IRN IRE01011

  • [FCA CF] Client dealing (29 Jun 2020 to 28 Jun 2021)
• Ian SAUNDERS

  IRN IXS01766

  • [FCA CF] Client dealing (30 Dec 2020 to 30 Sep 2025)
  • [FCA CF] Manager of certification employee (30 Dec 2020 to 30 Sep 2025)
  • CF30 Customer (14 Jul 2017 to 8 Dec 2019)

• Musana Securities Ltd (no longer appointed)

  FRN 221360 · Appointed 12 Dec 2002 · Until 13 Oct 2003

No changes recorded yet.