Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 Dec 2025)
    • CF2 Non Executive Director (17 Apr 2013 to 8 Dec 2019)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 Dec 2025)
    • CF2 Non Executive Director (17 Apr 2013 to 8 Dec 2019)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 26 Nov 2025)
    • CF2 Non Executive Director (17 Apr 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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